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GUGGENHEIM SECURITIES, LLC

New York, United States

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GUGGENHEIM SECURITIES, LLC was founded by Alan David Schwartz, Kristine M Sirna, Andrew Jon Schwartz, Susan M Tsou, n/a Links Holdings LLC, James E. Millstein, Tracy Lowery Whille and Mark Alan Van Lith, and is based in New York, United States.

Key facts

Legal form
Incorporated in Delaware

About

formerly GUGGENHEIM CAPITAL MARKETS, LLC; filing with the SEC since 2002

Founders

In context

We hold 62 other investment banking companies. None has a closure on record yet. Of the 37 that report what they raised, the median is $1,000,000.

Counted across this directory, from founding and closing years in public records. Medians cover only companies whose closure is recorded; a company with no closure date may have quietly ceased without the record catching it.

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